ACTION SPECTRA
THEIR IMPORTANCE FOR LOW LEVEL LIGHT THERAPY
Tiina Karu
Laboratory of Laser Biomedicine
Institute of Laser and Information Technologies
Russian Academy of Sciences
Troitsk 142190, Moscow Region, Russian Federation
tkaru@isan.troitsk.ru
www.isan.troitsk.ru/dls/karu.html
1. INTRODUCTION
The radiation wavelengths effective for photobiology range between 300
and 900 nm, i.e., from UV (ultraviolet) to near IR (infrared).
Practically all photobiological processes in plants and animals, such
as photosynthesis, phototropism, phototaxis, photoperiodism, and
vision, utilize this range of radiation. The photoreceptor molecules
responsible for these photoresponses have been well studied for
decades.
The regulation of cellular metabolism by visible light is not
a classical topic of photobiology. Only the finding of the existence of
action spectra in the region from 330 to 860 nm for the increase of DNA
and RNA synthesis rates in mammalian cells, as well as for growth
stimulation of eukaryotic and prokaryotic microorganisms recorded in
the 1980's (reviewed in 1), indicated that monochromatic light in the
visible-to-near region can be a subtle instrument to regulate cellular
metabolism. This finding means that the topic of low level laser
phototherapy (or low level light therapy, or laser biostimulation)
belongs to photobiology.
An action spectrum is a plot of the relative effectiveness of
different wavelengths of light in causing a particular biological
response, and under ideal conditions, it should mimic the absorption
spectrum of the molecule that is absorbing the light, and whose
photochemical alteration causes the effect (2).
The first action spectra with the aim to prove or disapprove the
existence of a so-called laser biostimulation effect at the cellular
level were recorded in the early 1980's (3-5). Recall that laser
biostimulation (nowadays called low level laser therapy, low level
light therapy, photobiomodulation or laser phototherapy) as a medical
treatment goes back into the 1960's with the use of a He-Ne laser (

= 632.8 nm) for the improvement of the healing of impaired wounds.
With the technical progress in the second half of the 20th century, and
the advent of the laser, these new light sources found their
application in medicine and in therapy. The ruby laser (

= 694 nm), which was the first laser invented in 1960, was used in
ophthalmology and dermatology very soon after its appearance. Endre
Mester, who is considered as the father of "laser biostimulation", also
used the ruby laser in 1964. But the real boom in the therapeutic use
of lasers started soon after the invention of the He-Ne laser in 1961,
because the He-Ne laser (

= 632.8 nm) was the first widely available commercial laser. The
stimulating effect of light, and red light in particular, was
rediscovered when this new light source was used. The observed effects
were attributed to the unique, high coherence of the He-Ne laser
radiation, although there are no physical grounds for such a conclusion
(6).
Prof. Mester also used the He-Ne laser in his practice, and
performed a lot of pioneering studies at the cellular level. At the
same time (end of the 60's - beginning of the 70's), the large-scale
use of He-Ne lasers in laboratories and clinics started in the USSR
(Harkov University, Kazahztan State University in Alma-Ata, Institute
of Physics in Minsk, Institute of Oncology Problems in Kiev, Institute
of Radio Engineering and Electronics in Fryazino, Moscow Region). The
spreading of laser biostimulation to various countries started at the
end of the 70's, and got a wider interest (Italy, Japan, United
Kingdom, and China) after the appearance of semiconductor medical
lasers in the 80's.
The action spectra in the visible-to-near IR region for the
biological responses of cultured cells showed that red light at 632.8
nm was not the only wavelength suitable for laser biostimulation (3-5).
These spectra together with the results of experiments using the
dichromatic irradiation of cells, and the modification of light effects
with chemicals (6-9), showed that "laser biostimulation" is a
photobiological phenomenon. These data also allowed the suggestion that
the photoacceptor for the stimulation of cell metabolism is the
terminal enzyme of the respiratory chain, i.e., cytochrome c oxidase
for eukaryotic cells (9), and the cytochrome bd complex for
Escherichia coli
(10). In the blue spectral region, flavoproteins like
NADH-dehydrogenase can work as photoacceptors as well (8). The
suggestion that cytochrome c oxidase is the photoacceptor molecule has
been recently confirmed in elegant experiments with functionally
inactivated primary neurons, proposing that light upregulates this
enzyme (11).
A surprising circumstance is that the photoacceptors for this phenomenon in eukaryotic cells and in prokaryotic cells (
E. coli)
appeared to be natural components of the respiratory chain, and not
specialized photoreceptor molecules. This is different from the
classical photobiological phenomena that utilize specific
photoreceptors (chlorophylls, rhodopsins, etc.). On the other hand, it
is not surprising from the point of view of the absorbing centers in
the photoacceptor (for eukaryotic cells these are Cu and quite probably
Fe in cytochrome c oxidase, see Section 3). Transition metals (Cu and
Fe) generate electronically excited states under very moderate reaction
conditions. Bioorganic photochemistry, a rapidly developing new area of
research, is concerned with the biological aspects of transition metal
chemistry, and physics under irradiation (12). Last but not least, the
activation of some enzymes by light, a closely similar phenomenon, is
also known (13, 14). Since life evolved in a world of light, there must
be many interactions between biological systems and light, including
accommodations for its deleterious effects (15).
The initial action spectra will be described in Section 2. The analysis
of how the photoacceptor was determined from these spectra, is the
topic of Section 3. Section 4 describes the comparison of action and
absorption spectra. Section 5 is devoted to a brief analysis of how the
signals generated by light quanta in mitochondria are transduced to the
cellular organelles, where the initial action spectra were measured
(the nucleus).
1. Any graph representing a photoresponse as a function of wavelength , wave number -1, or photon energy e, is called an ACTION SPECTRUM.
2. Action spectroscopy analyzes effects caused by irradiation in
order to characterize the pigments involved (called photoacceptors or
photoreceptors).
3. After determining the photoacceptor molecule, whos absorption
spectrum is mirrored in the initial action spectrum, one can make
suggestions about cellular signaling pathways inside a cell between the
tentative photoacceptor and the molecule whos activity was measured by
action spectroscopy.
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2. ACTION SPECTRA FOR AN INCREASE OF DNA AND RNA SYNTHESIS RATE IN CULTURED MAMMALIAN CELLS
First at all, let us remember that in eukaryotic cells, DNA and
RNA synthesis occur in the nucleus, which does not have chromophores
absorbing in the spectral region used for laser phototherapy (600-900
nm). One can find the original spectra (including the UV-to blue
spectral region) (3-5), and in exact form analyzed by contemporary
software, in (16). Below, we will also analyze the action spectrum for
the increase in cell attachment to a glass matrix (17).
Figure 1 presents five action spectra in the red-to-near IR
region for mammalian cells, and Table 1 provides the data of their
deconvolution. Original experimental data (4, 5, 17) are presented here
together with curve fitting and Lorentzian fitting (16). The
mean-square deviation, R
2, for every fitting is also shown in Table 1. At the best fitting, R
2
=1. Spectra A and B present the stimulation of DNA synthesis rate in
log-phase and plateau-phase cultures, respectively. Spectra C and D are
the dependencies of stimulation of RNA synthesis rate in log- and
plateau-phase cells. These four spectra were recorded using a
monochromator MDR-2, with a halogen lamp with the power of 150 W placed
in a parabolic reflector (4). The spectral full width at half maximum
(FWHM) of the produced light was 14 nm (Figures 1A-D). Light intensity
was kept constant (10 W/m
2) by varying the voltage across the halogen lamp. The irradiation time was 10 s, and the dose was 100 J/m
2.
Spectrum E shows an increase in cell attachment to a glass matrix. In
this case, the monochromator was a more advanced one, constructed in
Institute of Spectroscopy of Russian Academy Science (17). Light
parameters for recording of this spectrum were as follows: I = 1.3 W/m
2, t = 40 sec, D = 52 J/m
2, FWHM 10 nm.

Figure 1. Action spectra in the region of 580-860 nm for (A)
stimulation of DNA synthesis rate in log-phase and (B) plateau-phase
cultures; (C) stimulation of RNA synthesis rate in log-phase and (D)
plateau-phase cultures; (E) increase of cell attachment to a glass
matrix. Experimental curves (
, adapted from 4, 5, 17), curve fittings (solid line), and Lorentzian fittings (dashed line) are shown. Dose 100 J/m2 (A-D) or 52 J/m2 (E). Adapted from (16).
All five spectra in Figure 1 are characterized by four wide maxima, but
the exact peak positions are different (Table 1). The largest
differences in peak position can be seen in the near IR region above
800 nm. This peak appears at 812.5 nm in the spectrum A, between 827.5
and 830.7 nm in the spectra C, D, E, and at 846.0 nm, in the spectrum
B.
The maximum in spectra A-E in Figure 1 has peak positions from
750.7 to 772.3 nm (Table 1). In four spectra, this peak is between
761.1 and 772.3 nm, which could be one line in an absorption spectrum.
An appearance of this maximum with a peak position at 750.7 nm in
spectrum E could probably mirror another line in an absorption spectra.
The far-red maximum in the action spectra (Figure 1) has peak
positions from 667.5 to 684.5 nm. These peak positions can be divided
in to two groups: 667.5, 671.5, and 668.0 nm in one group, and 684.5
and 683.7 nm in the other (Table 1). The red maximum in the action
spectra (Figure 1) has peak positions from 613.5 to 623.5 nm (Table 1).
It should be noted that in an early action spectrum (3), a
peak at 606 nm appeared together with a peak at 632.8 nm (Figure 2A,
Table 2). These first two spectra for the stimulation of DNA and RNA
synthesis rate were recorded from 570 to 650 nm, using filament lamps
with a power of 20 and 90 W, and interference filters (3). With that
setup we were not able to keep the intensity of the light equal at all
wavelengths. This means that for a constant dose one was forced to use
various irradiation times. In our case, the intensity was 1.5 and 0.3
W/m
2, and the dose of 80 J/m
2 was reached by irradiating the cells from 2 s to 4.5 min.
Figure 2. Action spectra in the region of 570-650 nm for the
stimulation of (A) DNA and (B) RNA synthesis in log-phase cultures at D
= 80 J/m2 under conditions where irradiation times were not kept constant. Experimental curves (
, adapted from 3), curve fittings (solid lines), and Lorentzian fittings (dashed lines) are shown. Adapted from (16).
This was not a correct measurement of an action spectrum, but this
first experiment showed several important features of the
biostimulation phenomenon. First, not only He-Ne laser light at 632.8
nm causes "biostimulation", a similar result was achieved using
noncoherent light of the same wavelength. Recall that in year 1982, the
medical laser community believed that He-Ne laser radiation had magical
beneficial properties. Secondly, after improving the equipment and
comparing new action spectra (Figure 1, A-D) to the first spectra
presented in Figure 2A, B, we understood that there should be a
dependence on light intensity in the far-red region 650-680 nm.
Speaking in photobiological terms, the reciprocity rule does not hold.
According to the reciprocity (or Bunsen-Roscoe) rule, a photochemical
reaction is directly proportional to the total energy dose,
irrespective of the time over which this dose is delivered. However,
the reason why in one spectrum (Figure 2A) two red bands appeared, is
still obscure. One can only suppose that this is due to irradiation
parameters, intensity and irradiation time. Solving this question
requires new experiments.
Finding the absence of reciprocity lead us to perform a special
experiment, where the dose was kept constant, but the irradiation time
and intensity were varied. These data are presented here to draw
attention once more to the threshold-type of behavior of the
intensity-dependence that is still not understood, and is often not
taken into account in experiments. It appeared that the red maximum in
the action spectra is sensitive to light intensity (Figure 3), and that
there exists a certain threshold to receive a stimulation effect (in
our case at 4-5 W/m
2) (3). The maximum effect occurred near 8 W/m
2
(irradiation time 10-12 s) (1, 3). The existence of the intensity
threshold is especially important from a practical point of view (both
in the laboratory and clinic) in deciding on the irradiation
parameters. A similar type of curve was recorded at 454 nm for
E. coli (10). Later, the invalidity of the reciprocity rule was shown for light at

= 632.8 nm when irradiating human fibroblasts (18) and
E. coli (19). It is clear that the same type of measurements are needed for all bands in action spectra.
In the wavelength range used in our experiments, and important for
phototherapy (600-860 nm), there are four "active" regions, but the
peak positions are not exactly the same for all action spectra. The red
band has a peak position between 613.5 and 623.5 nm (in one spectrum,
at 606 nm); the far-red band has peak positions between 667.5 and 683.7
nm, and two near IR bands in the range of 750.7-772.3 nm and
812.5-846.0 nm.
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3. INTERPRETATION OF THE ACTION SPECTRA: CYTOCHROME C OXIDASE IS THE PHOTOACCEPTOR MOLECULE
In the beginning of the 90's, the earlier action spectra (3-5, 17) were
analyzed using all available spectroscopic literature data (9, 20),
which allowed forming a suggestion about the chromophores involved.
Bear in mind that the chromophores are the components of molecules that
absorb the light.
The action spectra for DNA and RNA synthesis rate (3-5), and changes in
the adhesion of cells to a glass matrix (17) without Lorentzian curve
fitting (which was not done at that time) were used for a summation,
and this generalized action spectrum is shown in Figure 3.
Figure 3. The generalized action spectrum (a summation of 5 action spectra) for the increased proliferation of HeLa cells for
= 330-860 nm (3-5,17). Curve 1: dose 10 J/m2, Curve 2: dose 100 J/m2. The suggested identity of the absorbing chromophores is marked, using data from (9).
Figure 3 shows that the generalized action spectrum for cell
proliferation in the range of 580-860 nm consists of two series of
doublet bands in the range 620-680 nm and 760-895 nm with
well-pronounced maxima at 620, 680, 760 and 825 nm. In the violet-blue
region, there is one maximum at 400 nm, with the edge of the envelope
near 450 nm. Recall that in the wavelength range 310-500 nm, a maximum
stimulating effect was obtained with a radiation dose one order of
magnitude less than in the longer-wave spectral range (3,4). This is
noted in Figure 3 by Curves 1 and 2.
The bands in the action spectrum were identified in (20, and
reviewed in 9) by analogy with the metal-ligand systems absorption
spectra characteristic of this spectral range. The regions 400-450 nm
and 620-680 nm are characterized by the bands pertaining to complexes
with charge transfer in a metal-ligand system, and within 760-830 nm,
these are d-d transitions in metals (21-23). The region 400-420 nm is
typical of

transitions in a porphyrin ring (24).
Comparative analysis of spectral data for transition metals and their
complexes on one hand, and biomolecules participating in the regulation
of cellular metabolism on the other, allowed us to suggest that
multinuclear enzymes containing Cu(II) may be participating (9, 20).
Analysis of the electron excitation transitions of participating
molecules containing Cu(II) (25-27) showed that metal-ligand
transitions in the range of 400-450 nm correspond to the N
imidasole 
Cu transition, at 620 nm to the S
cysteine 
Cu transition, and at 680 nm to the S
methionine 
Cu transition.
Comparing the lines of possible d-d transitions and
charge-transfer complexes of Cu (24-28) with our action spectrum
(Figure 3) allowed us to assume that the photoacceptor molecule has
different types of centers containing Cu(II) in the ranges of 420-450
nm and 760-830 nm. In the range of 420-450 nm, this may be a
combination of centers of Types I and II (for the characteristics of
centers of Types I, II, and III, see reference 23) though a center of
Type I may be present. At 330 nm, a center of Type III may be present,
and in the range 760-820 nm centers of Types I and III coexist. Within
620-680 nm, there is a center of Type I and a combination of centers of
different types is unlikely.
The above analysis allowed us to conclude that all bands in
the action spectrum in Figure 3 may be related to cytochrome c oxidase
(9, 20). The data of experiments of dichromatic irradiation and
modification of light effects by adding various chemicals (1, 6-9) were
taken into account as well in this analysis.
In eukaryotic cells, cytochrome c oxidase is the terminal
enzyme of the respiratory chain, which mediates the transfer of
electrons from cyt c to molecular oxygen (29). Ferrocytochrome c is
oxidized, oxygen is reduced, and protons are pumped from the
mitochondrial matrix to the cytosol. Free energy resulting from this
redox chemistry is converted into an electrochemical potential across
the inner membrane of the mitochondrion, which ultimately drives the
production of ATP. Accordingly, cytochrome c oxidase plays a central
role in the bioenergetics of the cell. The respiratory chains of
eukaryotic cells are located in mitochondria.
Cytochrome c oxidase of mammalian cells is a large
multicomponent membrane protein of considerable structural complexity.
The high-resolution three-dimensional X-ray structure of cytochrome c
oxidase of bovine heart (30-32) and
Paracoccus denitrificans (33) were reported in 1995. These studies indicated that Cu
A
is a binuclear copper center with an unexpected structure similar to a
(2Fe-2S) type iron-sulfur center, in which the Fe ions and inorganic
sulfur atoms are replaced with Cu ions and cysteine sulfur atoms,
respectively. The O
2 binding site contains heme a
3 iron and Cu
B;
there is no detectable bridging ligand between iron and copper atoms.
Heme a is coordinated with two imidazoles of histidine residues. The
fifth ligand of heme a
3 is an imidazole, whereas Cu
B
is coordinated by three imidazoles of histidine. Residues of two
cysteins, two histidines, one methionine and one peptide carbonyl of a
glutamate coordinate Cu
A (Cu-Cu) center (30). These reports of the crystal structures have opened a new era in cytochrome c oxidase research (34).
Figure 4. The schematic of intramolecular electron transfer into the redox-active reaction center a3-CuB of cytochrome c oxidase. Adapted from (31).
Electrons are transferred sequentially from water-soluble cytochrome c to the Cu
A of cytochrome c oxidase, then to heme a, and to the binuclear center a
3-Cu
B
(catalytic center of cytochrome c oxidase), where oxygen is reduced to
water (Figure 4). Oxygen binds to the catalytic center, and is reduced
to water through a series of short-lived elusive intermediates.
Singular value decomposition analysis indicated the presence of at
least seven intermediates (35). The best-characterized species are the
ferrous-oxycomplex and peroxy species (36-38).
Generally speaking, cytochrome c oxidase can be fully oxidized (four redox active metal centers: Cu
A, Cu
B, irons in hemes a and a
3, are in their common higher oxidation state; 3
+ for iron and 2
+ for copper), or fully reduced (four metal centers are in their common lower oxidation state; 2
+ for iron and 1
+
for copper). The partially reduced enzyme, usually called mixed-valence
one, has some metal centers in their higher oxidation state, and the
remainder in their lower oxidation state. There are also a number of
forms of oxidized enzyme: fast enzyme (reacts relatively rapidly with
cyanide), slow enzyme (reacts at about of 1% of the rate of the fast
enzyme, also called resting enzyme), pulsed enzyme (obtained by
reducing slow enzyme and oxidizing it with oxygen under conditions in
which the production of H
2O
2 is avoided), oxygenated enzyme (subjected to a cycle of reduction and reoxidation under conditions in which H
2O
2
is produced) (38-40). These details are given to illustrate how
complicated and controversial the overall picture of the function of
cytochrome c oxidase still is.
Coming back to the comparative analysis of the action spectrum
in Figure 2, and the spectroscopic data on cytochrome c oxidase cited
above, it was suggested (9, 20) that the 820 nm band belongs mainly to
oxidized Cu
A, the 760 nm band to reduced Cu
B, the 680 nm band to oxidized Cu
B, and the 620 band to reduced Cu
A
(Figure 3). The 400-450 nm band is more likely to be the envelope of a
few absorption bands in the range 350-500 nm (i.e., a superposition of
several bands). The band with a maximum near 404-420 nm can be assigned
to the oxidized heme, whereas the longer-wave edge of the envelope at
450 nm (due to its asymmetry), should evidently be assigned to the
reduced Cu
B. The participation of the heme in the action spectra is confirmed by the optimal dose ratio (10 and 100 J/m
2,
respectively, for 404 and other visible region maxima, (3-5)). It
should be noted that the Soret band of heme compounds (i.e., the band
in the range of 400-420 nm) is more intense by an order of magnitude
than the absorption bands of these compounds in the visible region
(24). The weak band at 330 nm may belong to oxidized Cu
B.
Thus, the bands at 330, 404-420, 680 and 825 nm can be attributed to a
relatively oxidized form of cytochrome c oxidase; the edge of the
blue-violet band at 450 nm and the distinct bands at 620 and 760 nm
belong to a relatively reduced form of the enzyme. This analysis (9,
20) was performed before the three-dimensional X-ray structure of
cytochrome c oxidase was reported (30-33). The results of our analysis
do not have principal contradictions with data on the structure of
cytochrome c oxidase by Tsukihara et al. (30, 31). It should be
emphasized that every band in the absorption spectra is a result of the
overlapping absorption of different chromophores, but in an action
spectra not all of them may appear.
An analysis of the band shapes in the action spectra (Figure
3) and the line intensity ratios enabled us to conclude that cytochrome
c oxidase cannot be considered as a primary photoreceptor when it is
fully oxidized or fully reduced, but only when it is in one of the
intermediate forms (i.e., partially reduced, or mixed valence enzyme)
(9, 20).
Our suggestion that cytochrome c oxidase is the photoacceptor
responsible for various cellular responses connected with light therapy
in the red-to-near IR region (9) was later conformed by the work of
Pastore et al. (41), Wong-Riley et al. (11, 42), and Eells et al. (43,
44), as well as by our own spectroscopic work described below in the
next Section (45, 46).
A number of other kinds of experiments (dose and intensity
dependences for various wavelengths, dichromatic irradiation in various
ways, modification of irradiation experiments by specific chemicals,
and others) were performed (reviews: 1, 6, 9, 47, 48). The results of
all these experiments, together with action spectroscopy experiments,
which were summarized briefly above, allowed the conclusion that
cytochrome c oxidase could be a universal photoacceptor for eukaryotic
cells.
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4. COMPARISON OF ACTION AND ABSORPTION SPECTRA
Insofar as an action spectrum mirrors the absorption spectrum of the
molecule that absorbs the light and is responsible for the action
spectrum recorded, an important step in identification of this
photoabsorbing molecule is the comparison of action and absorption
spectra.
Recording an absorption spectrum of a cellular monolayer or individual
cell is not an easy task, due to weak absorption and low concentration
of chromophores. The absorption spectra of individual cells were
recorded years ago up to 700 nm with the aim of identifying respiratory
chain carriers (49, 50). The absorption spectrum of 8 parallel
monolayers of human fibroblasts in the red-to-near IR region was
recorded using a commercial double beam spectrophotometer (51). The
absorption spectrum of whole cells in the visible region was found to
be qualitatively similar to that of isolated mitochondria (49). The
extension of optical measurements from the visible spectral range to
the far-red and near IR regions (650-1000 nm) was undertaken late in
the seventies for the purpose of monitoring the redox behavior of
cytochrome c oxidase
in vivo.
These studies led to the discovery of a "near IR window" into the body,
and the development of near IR spectroscopy for monitoring tissue
oxygenation (52-54).
For recording the absorption of one cellular layer with the
aim of studying the radiation-induced changes in the absorption of cell
chromophores, a multichannel registration method was developed (55,
56). Figure 5 presents the absorption spectra (A-C), and the same
spectra after the irradiation at 830 nm (A1-C1), as well as two action
spectra (D, E) for comparison.
Figure 5. Absorption spectra of HeLa cell monolayer: (A-C) prior to and (A1-C1) after irradiation at 830 nm. A, A1 (closed cuvette), B, B1 (open cuvette), C, C1
(air-dry monolayer). Original spectrum, curve fitting (solid lines) and
Lorentzian fitting (dashed lines) are shown (adapted from (57)).
Action spectra for: (D) stimulation of DNA synthesis and (E)
stimulation of HeLa cell adhesion to a glass matrix, measured
respectively 1.5 h after irradiation of HeLa cell monolayer (D = 100 J/m2, t = 10 s, I = 10 W/m2) and 30 min after irradiation of HeLa cell suspension (D = 52 J/m2,
= 40 s, I = 1.3 W/m2). Experimental curves (
, adapted from (4, 5, 17)), curve fitting (solid lines) and Lorentzian fitting (dashed lines) are shown as described in (16).
The cellular monolayers for all of our experiments were grown in closed
cuvettes. The first series of experiments on the recording of the
absorption spectra prior to and after irradiation were conducted with
the cuvettes remaining closed. A typical spectrum recorded under these
conditions prior to irradiation is presented in Figure 5A, and that
recorded after irradiation, in Figure 5A
1.
Spectrum A is characterized by a strong absorption in the region of
730-850 nm (the bands resolved by the Lorentzian curve fitting method
are at 736, 754, 773, and 797 nm, Table 3), and low absorption near 600
nm (a single band at 630 nm) and above 800 nm (the peaks at 830 and 874
nm are resolved, Table 3). This is the spectrum of the cells with the
most strongly reduced cytochrome c oxidase in our experiments. The
irradiation of the cells causes the following changes in the peak
positions in this spectrum, as evident from spectrum A
1
presented in Figure 3 and in Table 3. The low-height band is resolved
in the red region at 634 nm. A single strong peak is resolved at 756
nm. The three bands with the peak positions at 807, 834, and 867 nm
characterize the region of wavelengths over 800 nm. As a whole, both of
these spectra, A and A
1, have dominating bands in the region of 750-770 nm.
A typical spectrum of the cells with the most strongly oxidized
cytochrome c oxidase in our experiments is presented in Figure 5C. In
this case, the cuvettes were opened for 30 min to let the cellular
monolayer dry in the air. The red band in this spectrum is resolved at
616 nm, and the far-red bands, at 665 and 681 nm. The NIR region is
characterized by weak bands at 712, 730 and 762 nm, and by two strong
bands at 813 and 872 nm (Table 3). The irradiation of this monolayer
caused no changes in the absorption spectrum, as shown in Figure 5
(spectrum C
1)
and Table 3. This is not an unexpected finding, because the respiratory
chains do not function in dry cells. This experiment was needed to
record the spectrum of the cells with oxidized cytochrome c oxidase. As
a whole, spectrum C in Figure 5 was characterized by strong absorption
bands in the red region, as well as in the NIR region of wavelengths
over 800 nm, and extremely weak bands in the region of 750-770 nm. A
comparison between spectra A and C allows us to conclude that the band
at 750-770 nm is characteristic of relatively reduced photoacceptor
molecules, and the band at 650-680 nm, as well as that at 800-870 nm,
of oxidized ones.
In the third series of experiments, the cuvettes were held
open for 5 min prior to taking measurements. The absorption spectra of
the cells in these conditions are typically characterized by a band at
633 nm in the red region, and the bands with the peak position at 666,
711, 730, 767, 791, and 880 nm in the far-red and NIR regions (Figure
5, Table 3). The irradiation of these cells causes significant changes
in the absorption spectra in all spectral regions (spectrum B
1
in Figure 5). The band at 750-800 nm becomes dominant in the spectra of
the irradiated cells. There are no bands resolved at wavelengths over
800 nm, as well as in the region of 600-630 nm. Spectrum B
1 features bands with the peak positions at 661, 681, 739, 765, and 788 nm (Table 3).
Therefore, we performed a set of experiments to measure the absorption
spectra of cultured cells the in region ~600-860 nm, and compared these
spectra with action spectra recorded already. Then, we had to check if
there were any changes in the absorption spectra due to the
irradiation.
For quantitative characterization purposes, as well as for
comparison between the recorded absorption spectra, we decided to use
intensity ratios between certain absorption bands. The use of spectral
band intensity ratios to analyze various spectra is not a new issue for
spectroscopy in general (58), but to our knowledge, it has not been
used in the absorption spectroscopy of isolated mitochondria or living
cells. The calculation of the intensity ratios was shown to provide
benefits for the exact comparison of spectra in the IR region (58). We
used the band present in all absorption spectra near 760 nm (exactly at
754, 756, 767, 765, and 762 nm) (Table 3) as a characteristic band for
the relatively reduced photoacceptor. The band used by us to
characterize the relatively oxidized photoacceptor was the one near 665
nm (exactly at 666, 661, and 665 nm) in spectra B, B
1, C, C
1
(Table 3). This band is so weak that it could not be resolved by the
Lorentzian fitting method in spectra A and A1, belonging to the most
strongly reduced photoacceptor in our experiments. For this reason, we
used in our intensity calculations for spectra A and A
1
absorption on the curve fitting level at 665 nm. The gray vertical
lines in Figure 5 mark the bands chosen. The intensity ratio
I760/
I665
was calculated to characterize every spectrum. In these simple
calculations, we used only the peak intensities (peak heights), and not
the integral intensities (peak areas) that are certainly needed for
further developments. In the case of equal concentrations of the
reduced and oxidized forms of the photoacceptor molecule, the ratio
I760/
I665 should be equal to unity. When the reduced forms prevail, the ratio
I760/
I665
is greater than unity, and it is less than unity in cases where the
oxidized forms dominate. Recall that the internal electron transfer
within the cytochrome c oxidase molecule causes the reduction of
molecular oxygen via several transient intermediates of various redox
states (38, 59-61).
The magnitude of the
I760/
I665
criterion is 9.5 for spectrum A (Figure 5), 1.0 for spectrum B, and
0.36 for spectrum C. By this criterion, irradiation of the cells, whose
spectrum is marked by A (
I760/
I665 = 9.5) causes the reduction of the absorbing molecule (
I760/
I665 for spectrum A
1
is equal to 16). Irradiation of the cells characterized by spectrum B
also causes the reduction of the photoacceptor, as evidenced by the
increase of the
I760/
I665 ratio from 1.0 to 2.5 in spectrum B
1.
In the spectrum of the cells with initially more reduced photoacceptor
(spectrum A), irradiation causes reduction to a lesser extent (16/9.5 =
1.7) than in that of the cells with initially less reduced
photoacceptor (spectrum B). The intensity ratio in this case is 2.5/1 =
2.5).
Figure 5 also presents two action spectra, one for the
stimulation of DNA synthesis in our HeLa cells (D), and the other for
the stimulation of the attachment of the HeLa cells to a glass matrix
(E). A comparison of peak positions in the absorption spectra with
these two action spectra (Table 3) shows a similarity between them.
The oxidized form of cytochrome c oxidase has a broad absorption band above 800 nm that is centered at 830 nm (62). Cu
A,
a dimeric copper complex with four ligands, is responsible for 77% of
the absorbency at 810-820 nm, while the contribution of heme a and heme
a
3/Cu
B is 18 and 5%, respectively (59). Due to the domination of the strong absorption of Cu
A
in this region, weak underlying lines are masked in the absorption
spectrum of cytochrome c oxidase (63). A distance of 33.5 nm between
the minimal and maximal peak positions in the spectra (Table 1) is too
long to be explained by measurement error (e.g., FWHM of irradiating
light 10 or 14 nm). Quite probably, different lines in the absorption
spectra of intermediates of cytochrome c oxidase appear in the action
spectra. This suggestion, however, requires further experimental proof.
A study of the near-IR absorption spectra of membrane-bound cytochrome
c oxidase at low temperature shows that there are overlapping traces
covering the full wavelength range from 680 to 870 nm (64-66). Flash
photolysis causes the formation of a mixed valence compound with a peak
at 740-750 nm, which supposedly could belong to invisible copper (Cu
B) (67). A band at ~785 nm is present in fully reduced, unliganded, five coordinated ferrous heme a
32+(68).
The addition of carbon monoxide to the reduced enzyme causes a blue
shift from 785 nm to 760 nm in the difference spectrum, and the
photodissociation of CO results in a reversion of the band from 760 to
784 nm (63).
In the wavelength range 670-680 nm, there are no absorption
bands of cytochrome c oxidase intermediates recorded so far. A small
absorption band belonging to an intermediate (compound A) has been
recorded at ~660 nm (59). The appearance of the 655-nm absorption band
suggests that Cu
B
is oxidized and participating in a spin-coupled state (69). It is
suggested that the 655-nm feature may arise from a charge transfer band
of ferric high-spin heme a
3, which is modulated by the redox state of Cu
B.
The 655-nm band disappears as the binuclear center is reduced (70).
Quite probably, this is one line in the absorption spectra of
cytochrome c oxidase and/or its intermediates.
It is well known that reduced cytochrome c oxidase has a peak at 605
nm, and this peak has been recorded both in mitochondria and whole
cells (71). For membrane-bound cytochrome c oxidase, this peak can be
red-shifted ~10 nm, as compared to solubilized enzyme (69). Some
isospectral peroxy intermediates have a peak at ~607 nm in their
absorption spectra (59). The absorption of this region is 75% due to
low spin heme a, and 25% by high spin heme a3. However, a definite
contribution of Cu
A at ~615 nm has been suggested as well (72).
The same technique of absorption measurements described in (57) was
used to study oxidation or reduction of the photoacceptor under
irradiation at

= 632.8 nm as a function of dose (46).
The comparison of action spectra connected with reactions in the
cellular nucleus, and the absorption spectra of cellular monolayers at
(600-860 nm allow one to conclude that by peak positions, these two
groups of spectra may belong to the same molecule.
|
5. MITOCHONDRIAL SIGNALING: HOW THE LIGHT-GENERATED SIGNAL IN MITOCHONDRIA CAN INFLUENCE CELLULAR METABOLISM
We know from the action spectra that the DNA and RNA synthesis
rate is influenced by irradiation (Section 2), and we know that the
photoacceptor (tentatively cytochrome c oxidase) is located in
mitochondria (Section 3). There is an important question left: how the
signal generated by the light quanta in cytochrome c oxidase is
transduced to the nucleus. The answer is that
mitochondrial retrograde signaling
quite probable is responsible for this. Interested readers are guided
to a recent review (73), however, below is a short summary.
Recent work has uncovered an impressive number of extra
mitochondrial factors that regulate the expression of nuclear genes for
mitochondrial proteins. However, relatively little is known about how
mitochondria send signals to the nucleus, and how the nucleus controls
the expression of individual genes. One pathway of communication in
cells from mitochondria to the nucleus that influences many cellular
activities under both normal and pathophysiological conditions is
mitochondrial retrograde signaling (74, 75). This recently discovered
signaling is an opposite signaling pathway to a common and well defined
pathway transforming information from the nucleus and cytoplasm to the
mitochondria.
Mitochondrial
retrograde signaling sends information back to the nucleus about
changes in the functional state of the mitochondria.
The existence of a cellular signaling pathway: mitochondria

cytoplasm

(plasma membrane

cytoplasm)

nucleus,
was proposed in 1988 (8). The reason to suggest the existence of such a
cellular signaling pathway (then named photosignal transduction and
amplification chain) was simple. It appeared that the action spectra
for the increase of DNA and RNA synthesis rate could be recorded when
cultured cells are irradiated in the region from 300 to 860 nm. The
nucleus does not have chromophores absorbing in this region. Secondly,
the data gathered to date showed that photoacceptors are located in the
respiratory chain. So, it was then logical to suppose the existence of
cellular signaling cascades between organelles. In 2004, a novel
mitochondrial-signaling pathway in mammalian cells activated by red and
near IR radiation was discovered (76). It was shown by Schroeder et al.
(77) that IR-A radiation (760-1440 nm), in contrast to UV radiation,
elicits a retrograde signaling response in normal human skin
fibroblasts.
Figure 6 presents a putative schematic of mitochondrial
retrograde signaling activated by radiation in the visible and IR-A
regions. This schematic was first proposed in 1988 (8, review: 47) and
later supplemented with new details according to new experimental data
(1, 9). Some new modifications are also included in the present
schematic in Figure 6.
Mitochondrial retrograde signaling was initially defined by an altered mitochondrial membrane potential

(74). Later, other characteristics like changes in the concentration of mitochondrial ROS, Ca
2+,
and nitric oxide, as well as changes in fission-fusion homeostasis of
mitochondria (75) were introduced. Changes in these characteristics
under the irradiation with light at different wavelengths follow a
cyclic pattern. First, a stimulation characterized by a threshold and
phase of increase occurs. After a strict maximum and a phase of
decrease, the control level is reached. As an example, at the level of
a single cell and during real-time recording, a maximal increase in
mitochondrial membrane potential

(30% of its basal value) was observed at 2 min after a 15 s irradiation at 647 nm. Then

decreased gradually to the basal level, which was reached 4 min later
(78). Experimental data about the modulation of elements of
mitochondrial retrograde signaling by irradiation are reviewed in (73).
Irradiation of mammalian cells causes an upregulation of various genes
(78). The upregulation of genes, and the increase in DNA and RNA
synthesis rate (Sections 1, 2) are marked in Figure 6 in the nucleus of
the cell. The cDNA microarray technique was used for human fibroblasts
irradiated at 628 nm (79). Of the 9982 gene expression profiles
studied, 111 genes in 10 function categories were upregulated. Note
that among these 10 function categories, 7 of them were directly or
indirectly involved in cell proliferation. The other 3 function
categories upregulated were genes related to transcription factors,
immune/inflammation, and cytokines as well as some genes not identified
(79).
It should be noted that the responses of mammalian cells to visible and
near IR radiation, as well as the sensitivity of the mitochondrial
respiratory chain components to this radiation have never gained as
much serious attention by photobiologists, as have the functional
photoacceptors, such as chlorophyll and rhodopsin. However, fragmentary
knowledge gathered so far forces one to ask whether the
photosensitivity of some enzymes of the mitochondrial respiratory chain
may have a physiological significance in spite of the complete
adaptation of living systems to photons as a natural external factor.
There is every reason to believe, on the basis of experimental data
gathered so far, that mitochondrial retrograde signaling, a recently
discovered cellular signaling pathway, functions also in irradiated
cells. Modulation of retrograde mitochondrial signaling elements like , (ROS)m, (Ca2+)m
in irradiated cells is rather well documented (review: 73). Also, the
responses to irradiation occurring in the nucleus (i.e., increase in
DNA and RNA synthesis rate, and expression of genes of various function
categories) are definitely documented. However, the pathways of light
signal transduction between these two ends needs further investigation.
|
6. CONCLUSIONS
1. The similarity of action spectra for different cellular responses
suggests that the photoacceptor is the same for these responses. For
the responses reported here, the photoacceptor appears to be cytochrome
c oxidase. Recall that it was suggested in 1981 that photosensitivity
might be a common mitochondrial property in higher animals, and could
have physiological significance under certain conditions, e.g.,
exposure to orange-red light, and high ADP levels (80).
2. Based on these action spectra, various wavelengths can be
used for low level light therapy, i.e., those around 404, 620, 680,
760, and 820 nm.
3. The existence of the action spectra for biochemical
processes occurring in various cellular organelles (nucleus, plasma
membrane) assume the existence of cellular signaling pathways between a
photoacceptor in the mitochondria and the nucleus, as well as between
photoacceptor and the plasma membrane.
4. It is believed that the "mitochondrial mechanism" of low level light
therapy works in all types of cells containing mitochondria (1).
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